Assessment: Incident Investigation

Introduction and International Legislation

Introduction and International Legislation

About safety issues, risk management, and the history of ferry and ship losses. The how and why of different forms of investigations. And a closer look at relevant conventions and articles.

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Preparing and Interviewing

Preparing and Interviewing

What to prepare and have in mind during an investigation. About neutral justice and involved organizations. How to approach media. Practical information regarding conducting interviews, including different kinds of witnesses and situations.

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Elements of Casualties

Elements of Casualties

This chapter looks into what can be the cause of an accident – often a complex chain of events.

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Evidence, Analysis and Report

Evidence, Analysis and Report

How to handle evidence, both when collecting them and when it is time to analyze them. The course wraps up with what to have in mind while writing reports, and procedures for the finished product.

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2

Assessment: Incident Investigation

  • 30
  • Questions
  • No time limit
  • 2
  • Attempts left
  • 70%
  • Passing threshold

Question 1 of 30

Which of the below are included in ”The Ten Commandments of Interviewing”?

Select multiple answers:

Question 2 of 30

What should not be included when analysing a report?

Question 3 of 30

When analysing physical evidence, the investigator must keep an open mind and think laterally. What is the question the investigator must ask himself/herself?

Question 4 of 30

Which of the following are the casualty investigation Code’s published aims?

Select multiple answers:

Question 5 of 30

There are three golden rules for collecting direct evidence. Which one of the following is part of this rule?

Question 6 of 30

What is not correct regarding human element?

Question 7 of 30

What qualifications should an investigating officer at least have?

Question 8 of 30

This lesson described two ways an authority may choose to look at a marine casualty. One was as a technical no-blame investigation. What was the other way?

Question 9 of 30

There are two main types of investigation, flag state and shipboard. Is this statement true or false?

Question 10 of 30

Who should be interviewed after an accident?

Select multiple answers:

Question 11 of 30

What is the aim of the Code of the investigation of Marine Casualties?

Question 12 of 30

In any incident investigation, culpability must always be identified and blame assigned. Is this statement true or false?

Question 13 of 30

Fatigue can be divided into two types. One is acute, what is the other one?

Question 14 of 30

How many bulk carriers were lost between 1980 and 1991 due to structural failure?

Question 15 of 30

Which of the following are definitions of a marine casualty under the Casualty Investigation Code?

Select multiple answers:

Question 16 of 30

Which percentage is correct concerning the involvement of the human factor in maritime casualties?

Question 17 of 30

When a casualty occurs, three contacts should be made as soon as possible. Which of the alternatives is one of the three?

Question 18 of 30

What must be considered from the investigators' side when sending out the draft of the report to affected parties?

Question 19 of 30

In the case of any collision or other accident, who can prosecute the Master?

Question 20 of 30

In reference to documentary evidence, what is not considered to always be a document?

Question 21 of 30

Except for determining the safety issues, why are casualty investigations under the IMO code essential?

Question 22 of 30

According to the ”iceberg model” what is the relationship between a major injury and an incident with no visible damages?

Question 23 of 30

When should a marine casualty investigation be started?

Question 24 of 30

Does a flag state have the authority to investigate any casualty involving its ships?

Question 25 of 30

What should you always remember when dealing with media?

Question 26 of 30

If three systems operating in parallel, each with a possible failure rate of 1:100, what is the likelihood that all three will fail at the same time?

Question 27 of 30

Is it possible to carry out a criminal investigation and a technical investigation at the same time?

Question 28 of 30

Which of the following is not an aim of the interview?

Question 29 of 30

What should you not do when using an interpreter?

Question 30 of 30

When two ships collide, it is a fact that a breach of the Collision Regulations has been made. What is that kind of evidence called?

You Passed This Quiz. Let’s Move On!

Good work! You just completed the quiz Assessment: Incident Investigation. Let’s move on to the next.

Which of the below are included in ”The Ten Commandments of Interviewing”?

Remove distractions.
Your answer
Hold your temper.
Your answer
Show that you want to listen.
Your answer
Be patient.
Your answer

What should not be included when analysing a report?

The six questions of safety should be considered.
Your answer
Any causal factor analyzed should be identifiable in the narrative section.
Your answer
If the investigator has a maritime background, he/she should not forget to give his/her own opinion.
Your answer
The relevant causal factors should be reviewed.
Your answer

When analysing physical evidence, the investigator must keep an open mind and think laterally. What is the question the investigator must ask himself/herself?

Who else may have similar information?
Your answer
Was the casualty foreseen or foreseeable?
Your answer
Were the emergency procedures and defenses effective?
Your answer
Was the equipment in use fit for purpose?
Your answer

Which of the following are the casualty investigation Code’s published aims?

Confidentiality or anonymity.
Your answer
A simple reporting format, which is available and distributed widely.
Your answer
Separation of the investigation process from disciplinary or criminal procedures.
Your answer
Rapid, transparent, impartial and accurate reporting.
Your answer
Qualified indemnity against disciplinary proceedings.
Your answer

There are three golden rules for collecting direct evidence. Which one of the following is part of this rule?

Note details in an investigator’s notebook.
Your answer
Take a mental picture of the evidence .
Your answer
Never listen to ”second-hand” evidence.
Your answer
Do not act as you are a legal expert.
Your answer

What is not correct regarding human element?

The human element is only valid for inexperienced crew.
Your answer
There may be a misuse of equipment or inappropriate use, through deficient knowledge.
Your answer
The interface between the human element and equipment is often critical in the causal chain.
Your answer
The human element is present in nearly all accidents.
Your answer

What qualifications should an investigating officer at least have?

The same qualifications as of the witnesses they interview.
Your answer
3 years as superintendent or Class Inspector.
Your answer
Certificate of Competency as Chief Engineer.
Your answer
Certificate of Competency as Master.
Your answer

This lesson described two ways an authority may choose to look at a marine casualty. One was as a technical no-blame investigation. What was the other way?

As a breach of law investigation.
Your answer
As an “Act of God” investigation.
Your answer
As a supplementary investigation to the Shipowner’s.
Your answer

There are two main types of investigation, flag state and shipboard. Is this statement true or false?

False
Your answer
True
Your answer

Who should be interviewed after an accident?

Any person in charge of the operation.
Your answer
Any person who can provide evidence or corroborative evidence.
Your answer
Eye witnesses.
Your answer

What is the aim of the Code of the investigation of Marine Casualties?

To assure that the blame is put on the correct party.
Your answer
To assist in finding the root cause of the incident.
Your answer
To promote a common approach to safety investigations.
Your answer
To promote an individual approach to safety inspections.
Your answer

In any incident investigation, culpability must always be identified and blame assigned. Is this statement true or false?

True
Your answer
False
Your answer

Fatigue can be divided into two types. One is acute, what is the other one?

Corporeal
Your answer
Chronic
Your answer
Mental
Your answer
Physiological
Your answer

How many bulk carriers were lost between 1980 and 1991 due to structural failure?

64
Your answer
43
Your answer
75
Your answer
51
Your answer

Which of the following are definitions of a marine casualty under the Casualty Investigation Code?

The death of, or serious injury to, a person.
Your answer
Material damage.
Your answer
A near miss or near accident.
Your answer
The stranding or disabling of a ship.
Your answer

Which percentage is correct concerning the involvement of the human factor in maritime casualties?

30%
Your answer
70%
Your answer
55%
Your answer
80%
Your answer

When a casualty occurs, three contacts should be made as soon as possible. Which of the alternatives is one of the three?

The flag state administration.
Your answer
The Master.
Your answer
National Response Centre.
Your answer
The P&I club.
Your answer

What must be considered from the investigators' side when sending out the draft of the report to affected parties?

That any receiver of the draft fully understand that they have to make submissions.
Your answer
That any receiver of the draft must sign the draft.
Your answer
That any receiver of the draft should be granted reasonable period of time to provide other evidence/information or make submissions.
Your answer
That any receiver of the draft must approve the same within one week.
Your answer

In the case of any collision or other accident, who can prosecute the Master?

Flag State or State of which the person is a national.
Your answer
Any State.
Your answer
The coastal State.
Your answer
Only flag State.
Your answer

In reference to documentary evidence, what is not considered to always be a document?

Computer tapes
Your answer
Photos
Your answer
Tape recordings
Your answer
Discs
Your answer

Except for determining the safety issues, why are casualty investigations under the IMO code essential?

To be able to receive legitimate compensation.
Your answer
To identify the unsafe conditions that contributed to the accident.
Your answer
To put blame and liability on responsible party.
Your answer

According to the ”iceberg model” what is the relationship between a major injury and an incident with no visible damages?

For each major injury there were 30 incidents.
Your answer
For each major injury there were 600 incidents.
Your answer
For each major injury there were 60 incidents.
Your answer
For each major injury there were 100 incidents.
Your answer

When should a marine casualty investigation be started?

Within 10 hours after the casualty occurred.
Your answer
Not later than 1 working day after the casualty occurred.
Your answer
Within 30 days after the casualty occurred.
Your answer
As soon as practicable after the casualty occurs.
Your answer

Does a flag state have the authority to investigate any casualty involving its ships?

No, all investigation has to be agreed with the ship owner.
Your answer
Yes, on any waters, no matter where the casualty occurs.
Your answer
Yes, but only in its own territorial waters.
Your answer
No, all investigations shall be done by the ship’s P&I Club.
Your answer

What should you always remember when dealing with media?

Let all involved in the investigation talk to media in order to get a more transparent view of the accident/incident.
Your answer
Always try to hide as much as possible, some things media shall not know about.
Your answer
That journalists always trying to find out the truth about the accident/incident.
Your answer
Some journalists might tamper the truth to get a story that will sell newspapers.
Your answer

If three systems operating in parallel, each with a possible failure rate of 1:100, what is the likelihood that all three will fail at the same time?

1:10 000
Your answer
1:100 000
Your answer
1:1 000 000
Your answer
1:500 000
Your answer

Is it possible to carry out a criminal investigation and a technical investigation at the same time?

Yes, if carried out under different rules and procedures.
Your answer
No, it is not possible due to conflict of interest.
Your answer
Yes, if carried out by the same investigators.
Your answer

Which of the following is not an aim of the interview?

To prevent recurrence.
Your answer
To establish causes of the incident.
Your answer
To identify who is to blame.
Your answer
To establish what happened.
Your answer

What should you not do when using an interpreter?

Ask the questions directly to the interpreter using the first person who will forward them to the witness.
Your answer
Establish the length of phrases that you should use.
Your answer
Ask the question directly to the witness using the first person.
Your answer
Arrange the seatings as to be convenient for the interview.
Your answer

When two ships collide, it is a fact that a breach of the Collision Regulations has been made. What is that kind of evidence called?

Circumstantial evidence.
Your answer
Documentary evidence.
Your answer
Prima facie evidence.
Your answer
Direct or real evidence.
Your answer
Score: Attempts:

Too Bad! But That Wasn't Enough

Unfortunately you didn’t have enough correct answers to pass the quiz. Try again!

Which of the below are included in ”The Ten Commandments of Interviewing”?

Remove distractions.
Your answer
Hold your temper.
Your answer
Show that you want to listen.
Your answer
Be patient.
Your answer

What should not be included when analysing a report?

The six questions of safety should be considered.
Your answer
Any causal factor analyzed should be identifiable in the narrative section.
Your answer
If the investigator has a maritime background, he/she should not forget to give his/her own opinion.
Your answer
The relevant causal factors should be reviewed.
Your answer

When analysing physical evidence, the investigator must keep an open mind and think laterally. What is the question the investigator must ask himself/herself?

Who else may have similar information?
Your answer
Was the casualty foreseen or foreseeable?
Your answer
Were the emergency procedures and defenses effective?
Your answer
Was the equipment in use fit for purpose?
Your answer

Which of the following are the casualty investigation Code’s published aims?

Confidentiality or anonymity.
Your answer
A simple reporting format, which is available and distributed widely.
Your answer
Separation of the investigation process from disciplinary or criminal procedures.
Your answer
Rapid, transparent, impartial and accurate reporting.
Your answer
Qualified indemnity against disciplinary proceedings.
Your answer

There are three golden rules for collecting direct evidence. Which one of the following is part of this rule?

Note details in an investigator’s notebook.
Your answer
Take a mental picture of the evidence .
Your answer
Never listen to ”second-hand” evidence.
Your answer
Do not act as you are a legal expert.
Your answer

What is not correct regarding human element?

The human element is only valid for inexperienced crew.
Your answer
There may be a misuse of equipment or inappropriate use, through deficient knowledge.
Your answer
The interface between the human element and equipment is often critical in the causal chain.
Your answer
The human element is present in nearly all accidents.
Your answer

What qualifications should an investigating officer at least have?

The same qualifications as of the witnesses they interview.
Your answer
3 years as superintendent or Class Inspector.
Your answer
Certificate of Competency as Chief Engineer.
Your answer
Certificate of Competency as Master.
Your answer

This lesson described two ways an authority may choose to look at a marine casualty. One was as a technical no-blame investigation. What was the other way?

As a breach of law investigation.
Your answer
As an “Act of God” investigation.
Your answer
As a supplementary investigation to the Shipowner’s.
Your answer

There are two main types of investigation, flag state and shipboard. Is this statement true or false?

False
Your answer
True
Your answer

Who should be interviewed after an accident?

Any person in charge of the operation.
Your answer
Any person who can provide evidence or corroborative evidence.
Your answer
Eye witnesses.
Your answer

What is the aim of the Code of the investigation of Marine Casualties?

To assure that the blame is put on the correct party.
Your answer
To assist in finding the root cause of the incident.
Your answer
To promote a common approach to safety investigations.
Your answer
To promote an individual approach to safety inspections.
Your answer

In any incident investigation, culpability must always be identified and blame assigned. Is this statement true or false?

True
Your answer
False
Your answer

Fatigue can be divided into two types. One is acute, what is the other one?

Corporeal
Your answer
Chronic
Your answer
Mental
Your answer
Physiological
Your answer

How many bulk carriers were lost between 1980 and 1991 due to structural failure?

64
Your answer
43
Your answer
75
Your answer
51
Your answer

Which of the following are definitions of a marine casualty under the Casualty Investigation Code?

The death of, or serious injury to, a person.
Your answer
Material damage.
Your answer
A near miss or near accident.
Your answer
The stranding or disabling of a ship.
Your answer

Which percentage is correct concerning the involvement of the human factor in maritime casualties?

30%
Your answer
70%
Your answer
55%
Your answer
80%
Your answer

When a casualty occurs, three contacts should be made as soon as possible. Which of the alternatives is one of the three?

The flag state administration.
Your answer
The Master.
Your answer
National Response Centre.
Your answer
The P&I club.
Your answer

What must be considered from the investigators' side when sending out the draft of the report to affected parties?

That any receiver of the draft fully understand that they have to make submissions.
Your answer
That any receiver of the draft must sign the draft.
Your answer
That any receiver of the draft should be granted reasonable period of time to provide other evidence/information or make submissions.
Your answer
That any receiver of the draft must approve the same within one week.
Your answer

In the case of any collision or other accident, who can prosecute the Master?

Flag State or State of which the person is a national.
Your answer
Any State.
Your answer
The coastal State.
Your answer
Only flag State.
Your answer

In reference to documentary evidence, what is not considered to always be a document?

Computer tapes
Your answer
Photos
Your answer
Tape recordings
Your answer
Discs
Your answer

Except for determining the safety issues, why are casualty investigations under the IMO code essential?

To be able to receive legitimate compensation.
Your answer
To identify the unsafe conditions that contributed to the accident.
Your answer
To put blame and liability on responsible party.
Your answer

According to the ”iceberg model” what is the relationship between a major injury and an incident with no visible damages?

For each major injury there were 30 incidents.
Your answer
For each major injury there were 600 incidents.
Your answer
For each major injury there were 60 incidents.
Your answer
For each major injury there were 100 incidents.
Your answer

When should a marine casualty investigation be started?

Within 10 hours after the casualty occurred.
Your answer
Not later than 1 working day after the casualty occurred.
Your answer
Within 30 days after the casualty occurred.
Your answer
As soon as practicable after the casualty occurs.
Your answer

Does a flag state have the authority to investigate any casualty involving its ships?

No, all investigation has to be agreed with the ship owner.
Your answer
Yes, on any waters, no matter where the casualty occurs.
Your answer
Yes, but only in its own territorial waters.
Your answer
No, all investigations shall be done by the ship’s P&I Club.
Your answer

What should you always remember when dealing with media?

Let all involved in the investigation talk to media in order to get a more transparent view of the accident/incident.
Your answer
Always try to hide as much as possible, some things media shall not know about.
Your answer
That journalists always trying to find out the truth about the accident/incident.
Your answer
Some journalists might tamper the truth to get a story that will sell newspapers.
Your answer

If three systems operating in parallel, each with a possible failure rate of 1:100, what is the likelihood that all three will fail at the same time?

1:10 000
Your answer
1:100 000
Your answer
1:1 000 000
Your answer
1:500 000
Your answer

Is it possible to carry out a criminal investigation and a technical investigation at the same time?

Yes, if carried out under different rules and procedures.
Your answer
No, it is not possible due to conflict of interest.
Your answer
Yes, if carried out by the same investigators.
Your answer

Which of the following is not an aim of the interview?

To prevent recurrence.
Your answer
To establish causes of the incident.
Your answer
To identify who is to blame.
Your answer
To establish what happened.
Your answer

What should you not do when using an interpreter?

Ask the questions directly to the interpreter using the first person who will forward them to the witness.
Your answer
Establish the length of phrases that you should use.
Your answer
Ask the question directly to the witness using the first person.
Your answer
Arrange the seatings as to be convenient for the interview.
Your answer

When two ships collide, it is a fact that a breach of the Collision Regulations has been made. What is that kind of evidence called?

Circumstantial evidence.
Your answer
Documentary evidence.
Your answer
Prima facie evidence.
Your answer
Direct or real evidence.
Your answer
Score: Attempts:

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