Assessment: Incident Investigation

Introduction and International Legislation

Introduction and International Legislation

About safety issues, risk management, and the history of ferry and ship losses. The how and why of different forms of investigations. And a closer look at relevant conventions and articles.

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Preparing and Interviewing

Preparing and Interviewing

What to prepare and have in mind during an investigation. About neutral justice and involved organizations. How to approach media. Practical information regarding conducting interviews, including different kinds of witnesses and situations.

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Elements of Casualties

Elements of Casualties

This chapter looks into what can be the cause of an accident – often a complex chain of events.

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Evidence, Analysis and Report

Evidence, Analysis and Report

How to handle evidence, both when collecting them and when it is time to analyze them. The course wraps up with what to have in mind while writing reports, and procedures for the finished product.

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2

Assessment: Incident Investigation

  • 30
  • Questions
  • No time limit
  • 2
  • Attempts left
  • 70%
  • Passing threshold

Question 1 of 30

There are two main types of investigation, flag state and shipboard. Is this statement true or false?

Question 2 of 30

Which of the below are included in ”The Ten Commandments of Interviewing”?

Select multiple answers:

Question 3 of 30

What is the name for decisions made by the managers responsible for the day-to-day operation of the ship?

Question 4 of 30

According to the ”iceberg model” what is the relationship between a major injury and an incident with no visible damages?

Question 5 of 30

When should a marine casualty investigation be started?

Question 6 of 30

Except for passenger ferries, what type of vessel caught the public’s attention with regards to accidents and loss of lives?

Question 7 of 30

What is the investigator’s most useful tool?

Question 8 of 30

What is not an obvious biological rhythm of a human body?

Question 9 of 30

Who should be interviewed after an accident?

Select multiple answers:

Question 10 of 30

Which of the following are the casualty investigation Code’s published aims?

Select multiple answers:

Question 11 of 30

What is the aim of the Code of the investigation of Marine Casualties?

Question 12 of 30

Which alternative is not considered as a type of casualty?

Question 13 of 30

Does a flag state have the authority to investigate any casualty involving its ships?

Question 14 of 30

What should you always remember when dealing with media?

Question 15 of 30

When analysing physical evidence, the investigator must keep an open mind and think laterally. What is the question the investigator must ask himself/herself?

Question 16 of 30

When planning an investigation, what should the first priority normally be?

Question 17 of 30

What should you not do when using an interpreter?

Question 18 of 30

What is the name of the reporting procedure to be used?

Question 19 of 30

In any incident investigation, culpability must always be identified and blame assigned. Is this statement true or false?

Question 20 of 30

This lesson described two ways an authority may choose to look at a marine casualty. One was as a technical no-blame investigation. What was the other way?

Question 21 of 30

Which of the following statements are true regarding evidence?

Select multiple answers:

Question 22 of 30

What is not correct regarding human element?

Question 23 of 30

When two ships collide, it is a fact that a breach of the Collision Regulations has been made. What is that kind of evidence called?

Question 24 of 30

Is it possible to carry out a criminal investigation and a technical investigation at the same time?

Question 25 of 30

What is an active failure?

Question 26 of 30

Fatigue can be divided into two types. One is acute, what is the other one?

Question 27 of 30

Is it possible to adjust the biological clock to the changed working conditions?

Question 28 of 30

In the case of any collision or other accident, who can prosecute the Master?

Question 29 of 30

When a casualty occurs, three contacts should be made as soon as possible. Which of the alternatives is one of the three?

Question 30 of 30

In reference to documentary evidence, what is not considered to always be a document?

You Passed This Quiz. Let’s Move On!

Good work! You just completed the quiz Assessment: Incident Investigation. Let’s move on to the next.

There are two main types of investigation, flag state and shipboard. Is this statement true or false?

True
Your answer
False
Your answer

Which of the below are included in ”The Ten Commandments of Interviewing”?

Remove distractions.
Your answer
Hold your temper.
Your answer
Show that you want to listen.
Your answer
Be patient.
Your answer

What is the name for decisions made by the managers responsible for the day-to-day operation of the ship?

Company decisions.
Your answer
VP decisions.
Your answer
Line management decisions.
Your answer
Fallible decisions.
Your answer

According to the ”iceberg model” what is the relationship between a major injury and an incident with no visible damages?

For each major injury there were 60 incidents.
Your answer
For each major injury there were 30 incidents.
Your answer
For each major injury there were 100 incidents.
Your answer
For each major injury there were 600 incidents.
Your answer

When should a marine casualty investigation be started?

Not later than 1 working day after the casualty occurred.
Your answer
Within 10 hours after the casualty occurred.
Your answer
Within 30 days after the casualty occurred.
Your answer
As soon as practicable after the casualty occurs.
Your answer

Except for passenger ferries, what type of vessel caught the public’s attention with regards to accidents and loss of lives?

Container ships
Your answer
Bulk carriers
Your answer
General cargo ships
Your answer
Fishing vessels
Your answer

What is the investigator’s most useful tool?

A notebook.
Your answer
A handheld tape recorder.
Your answer
A camera.
Your answer
His/hers power to get unlimited access to all original documents and files on board the vessel.
Your answer

What is not an obvious biological rhythm of a human body?

Respiration
Your answer
Spontaneity
Your answer
Heartbeat
Your answer
Digestion
Your answer

Who should be interviewed after an accident?

Any person who can provide evidence or corroborative evidence.
Your answer
Any person in charge of the operation.
Your answer
Eye witnesses.
Your answer

Which of the following are the casualty investigation Code’s published aims?

A simple reporting format, which is available and distributed widely.
Your answer
Confidentiality or anonymity.
Your answer
Qualified indemnity against disciplinary proceedings.
Your answer
Separation of the investigation process from disciplinary or criminal procedures.
Your answer
Rapid, transparent, impartial and accurate reporting.
Your answer

What is the aim of the Code of the investigation of Marine Casualties?

To promote an individual approach to safety inspections.
Your answer
To assure that the blame is put on the correct party.
Your answer
To promote a common approach to safety investigations.
Your answer
To assist in finding the root cause of the incident.
Your answer

Which alternative is not considered as a type of casualty?

Foundering
Your answer
Cargo overload
Your answer
Collision
Your answer
Fire/explosion
Your answer

Does a flag state have the authority to investigate any casualty involving its ships?

No, all investigations shall be done by the ship’s P&I Club.
Your answer
No, all investigation has to be agreed with the ship owner.
Your answer
Yes, but only in its own territorial waters.
Your answer
Yes, on any waters, no matter where the casualty occurs.
Your answer

What should you always remember when dealing with media?

Some journalists might tamper the truth to get a story that will sell newspapers.
Your answer
Always try to hide as much as possible, some things media shall not know about.
Your answer
That journalists always trying to find out the truth about the accident/incident.
Your answer
Let all involved in the investigation talk to media in order to get a more transparent view of the accident/incident.
Your answer

When analysing physical evidence, the investigator must keep an open mind and think laterally. What is the question the investigator must ask himself/herself?

Was the equipment in use fit for purpose?
Your answer
Who else may have similar information?
Your answer
Were the emergency procedures and defenses effective?
Your answer
Was the casualty foreseen or foreseeable?
Your answer

When planning an investigation, what should the first priority normally be?

To interview the master of the ship.
Your answer
To interview any witness.
Your answer
To have a meeting with the ship owner.
Your answer
To carry out an inspection on site.
Your answer

What should you not do when using an interpreter?

Arrange the seatings as to be convenient for the interview.
Your answer
Establish the length of phrases that you should use.
Your answer
Ask the questions directly to the interpreter using the first person who will forward them to the witness.
Your answer
Ask the question directly to the witness using the first person.
Your answer

What is the name of the reporting procedure to be used?

SOLAS Incident Reporting Procedure.
Your answer
International Ship Accident/Incident Reporting Procedure.
Your answer
Harmonized Reporting Procedure.
Your answer
IMO Reporting Procedure.
Your answer

In any incident investigation, culpability must always be identified and blame assigned. Is this statement true or false?

True
Your answer
False
Your answer

This lesson described two ways an authority may choose to look at a marine casualty. One was as a technical no-blame investigation. What was the other way?

As an “Act of God” investigation.
Your answer
As a breach of law investigation.
Your answer
As a supplementary investigation to the Shipowner’s.
Your answer

Which of the following statements are true regarding evidence?

Evidence should be treated in a fair and professional manner.
Your answer
Collected evidence must be accounted for from the time it is acquired till the investigation is complete.
Your answer
If a piece of evidence does not fit any preconceived theory, it should be discarded.
Your answer
All evidence obtained must be properly analysed.
Your answer

What is not correct regarding human element?

There may be a misuse of equipment or inappropriate use, through deficient knowledge.
Your answer
The human element is only valid for inexperienced crew.
Your answer
The human element is present in nearly all accidents.
Your answer
The interface between the human element and equipment is often critical in the causal chain.
Your answer

When two ships collide, it is a fact that a breach of the Collision Regulations has been made. What is that kind of evidence called?

Circumstantial evidence.
Your answer
Direct or real evidence.
Your answer
Documentary evidence.
Your answer
Prima facie evidence.
Your answer

Is it possible to carry out a criminal investigation and a technical investigation at the same time?

Yes, if carried out under different rules and procedures.
Your answer
No, it is not possible due to conflict of interest.
Your answer
Yes, if carried out by the same investigators.
Your answer

What is an active failure?

All alternatives apply.
Your answer
A failure occurring when vessel is underway.
Your answer
A failure which not yet have been solved.
Your answer
A failure arose from the interaction of individuals with the system being operated.
Your answer

Fatigue can be divided into two types. One is acute, what is the other one?

Physiological
Your answer
Corporeal
Your answer
Chronic
Your answer
Mental
Your answer

Is it possible to adjust the biological clock to the changed working conditions?

Yes, without too much illness and if the shift periods are not changed.
Your answer
No
Your answer
Yes, without any problem.
Your answer
Yes, but only for a period of 2 weeks.
Your answer

In the case of any collision or other accident, who can prosecute the Master?

Only flag State.
Your answer
Any State.
Your answer
The coastal State.
Your answer
Flag State or State of which the person is a national.
Your answer

When a casualty occurs, three contacts should be made as soon as possible. Which of the alternatives is one of the three?

National Response Centre.
Your answer
The P&I club.
Your answer
The flag state administration.
Your answer
The Master.
Your answer

In reference to documentary evidence, what is not considered to always be a document?

Computer tapes
Your answer
Discs
Your answer
Tape recordings
Your answer
Photos
Your answer
Score: Attempts:

Too Bad! But That Wasn't Enough

Unfortunately you didn’t have enough correct answers to pass the quiz. Try again!

There are two main types of investigation, flag state and shipboard. Is this statement true or false?

True
Your answer
False
Your answer

Which of the below are included in ”The Ten Commandments of Interviewing”?

Remove distractions.
Your answer
Hold your temper.
Your answer
Show that you want to listen.
Your answer
Be patient.
Your answer

What is the name for decisions made by the managers responsible for the day-to-day operation of the ship?

Company decisions.
Your answer
VP decisions.
Your answer
Line management decisions.
Your answer
Fallible decisions.
Your answer

According to the ”iceberg model” what is the relationship between a major injury and an incident with no visible damages?

For each major injury there were 60 incidents.
Your answer
For each major injury there were 30 incidents.
Your answer
For each major injury there were 100 incidents.
Your answer
For each major injury there were 600 incidents.
Your answer

When should a marine casualty investigation be started?

Not later than 1 working day after the casualty occurred.
Your answer
Within 10 hours after the casualty occurred.
Your answer
Within 30 days after the casualty occurred.
Your answer
As soon as practicable after the casualty occurs.
Your answer

Except for passenger ferries, what type of vessel caught the public’s attention with regards to accidents and loss of lives?

Container ships
Your answer
Bulk carriers
Your answer
General cargo ships
Your answer
Fishing vessels
Your answer

What is the investigator’s most useful tool?

A notebook.
Your answer
A handheld tape recorder.
Your answer
A camera.
Your answer
His/hers power to get unlimited access to all original documents and files on board the vessel.
Your answer

What is not an obvious biological rhythm of a human body?

Respiration
Your answer
Spontaneity
Your answer
Heartbeat
Your answer
Digestion
Your answer

Who should be interviewed after an accident?

Any person who can provide evidence or corroborative evidence.
Your answer
Any person in charge of the operation.
Your answer
Eye witnesses.
Your answer

Which of the following are the casualty investigation Code’s published aims?

A simple reporting format, which is available and distributed widely.
Your answer
Confidentiality or anonymity.
Your answer
Qualified indemnity against disciplinary proceedings.
Your answer
Separation of the investigation process from disciplinary or criminal procedures.
Your answer
Rapid, transparent, impartial and accurate reporting.
Your answer

What is the aim of the Code of the investigation of Marine Casualties?

To promote an individual approach to safety inspections.
Your answer
To assure that the blame is put on the correct party.
Your answer
To promote a common approach to safety investigations.
Your answer
To assist in finding the root cause of the incident.
Your answer

Which alternative is not considered as a type of casualty?

Foundering
Your answer
Cargo overload
Your answer
Collision
Your answer
Fire/explosion
Your answer

Does a flag state have the authority to investigate any casualty involving its ships?

No, all investigations shall be done by the ship’s P&I Club.
Your answer
No, all investigation has to be agreed with the ship owner.
Your answer
Yes, but only in its own territorial waters.
Your answer
Yes, on any waters, no matter where the casualty occurs.
Your answer

What should you always remember when dealing with media?

Some journalists might tamper the truth to get a story that will sell newspapers.
Your answer
Always try to hide as much as possible, some things media shall not know about.
Your answer
That journalists always trying to find out the truth about the accident/incident.
Your answer
Let all involved in the investigation talk to media in order to get a more transparent view of the accident/incident.
Your answer

When analysing physical evidence, the investigator must keep an open mind and think laterally. What is the question the investigator must ask himself/herself?

Was the equipment in use fit for purpose?
Your answer
Who else may have similar information?
Your answer
Were the emergency procedures and defenses effective?
Your answer
Was the casualty foreseen or foreseeable?
Your answer

When planning an investigation, what should the first priority normally be?

To interview the master of the ship.
Your answer
To interview any witness.
Your answer
To have a meeting with the ship owner.
Your answer
To carry out an inspection on site.
Your answer

What should you not do when using an interpreter?

Arrange the seatings as to be convenient for the interview.
Your answer
Establish the length of phrases that you should use.
Your answer
Ask the questions directly to the interpreter using the first person who will forward them to the witness.
Your answer
Ask the question directly to the witness using the first person.
Your answer

What is the name of the reporting procedure to be used?

SOLAS Incident Reporting Procedure.
Your answer
International Ship Accident/Incident Reporting Procedure.
Your answer
Harmonized Reporting Procedure.
Your answer
IMO Reporting Procedure.
Your answer

In any incident investigation, culpability must always be identified and blame assigned. Is this statement true or false?

True
Your answer
False
Your answer

This lesson described two ways an authority may choose to look at a marine casualty. One was as a technical no-blame investigation. What was the other way?

As an “Act of God” investigation.
Your answer
As a breach of law investigation.
Your answer
As a supplementary investigation to the Shipowner’s.
Your answer

Which of the following statements are true regarding evidence?

Evidence should be treated in a fair and professional manner.
Your answer
Collected evidence must be accounted for from the time it is acquired till the investigation is complete.
Your answer
If a piece of evidence does not fit any preconceived theory, it should be discarded.
Your answer
All evidence obtained must be properly analysed.
Your answer

What is not correct regarding human element?

There may be a misuse of equipment or inappropriate use, through deficient knowledge.
Your answer
The human element is only valid for inexperienced crew.
Your answer
The human element is present in nearly all accidents.
Your answer
The interface between the human element and equipment is often critical in the causal chain.
Your answer

When two ships collide, it is a fact that a breach of the Collision Regulations has been made. What is that kind of evidence called?

Circumstantial evidence.
Your answer
Direct or real evidence.
Your answer
Documentary evidence.
Your answer
Prima facie evidence.
Your answer

Is it possible to carry out a criminal investigation and a technical investigation at the same time?

Yes, if carried out under different rules and procedures.
Your answer
No, it is not possible due to conflict of interest.
Your answer
Yes, if carried out by the same investigators.
Your answer

What is an active failure?

All alternatives apply.
Your answer
A failure occurring when vessel is underway.
Your answer
A failure which not yet have been solved.
Your answer
A failure arose from the interaction of individuals with the system being operated.
Your answer

Fatigue can be divided into two types. One is acute, what is the other one?

Physiological
Your answer
Corporeal
Your answer
Chronic
Your answer
Mental
Your answer

Is it possible to adjust the biological clock to the changed working conditions?

Yes, without too much illness and if the shift periods are not changed.
Your answer
No
Your answer
Yes, without any problem.
Your answer
Yes, but only for a period of 2 weeks.
Your answer

In the case of any collision or other accident, who can prosecute the Master?

Only flag State.
Your answer
Any State.
Your answer
The coastal State.
Your answer
Flag State or State of which the person is a national.
Your answer

When a casualty occurs, three contacts should be made as soon as possible. Which of the alternatives is one of the three?

National Response Centre.
Your answer
The P&I club.
Your answer
The flag state administration.
Your answer
The Master.
Your answer

In reference to documentary evidence, what is not considered to always be a document?

Computer tapes
Your answer
Discs
Your answer
Tape recordings
Your answer
Photos
Your answer
Score: Attempts:

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